Legal and Compliance officer

Legal and Compliance officer Job Description Template

Our company is looking for a Legal and Compliance officer to join our team.


  • Review all contracts, leases and documents prior to execution;
  • Work with Finance to introduce Procurement systems and procedures to manage all contracts;
  • Providing legal advice, documentation and management of external dispute resolution matters;
  • Support the Chief Finance and Corporate Services with corporate governance including maintaining compliance registers;
  • Ensuring compliance with legal, regulatory and contractual requirements;
  • Review and advise on regulatory issues, internal governance and compliance policies;
  • Review and develop corporate governance polices and other policies as required;
  • Drafting key commercial agreements and deeds in relation to fund operation arrangements;
  • Assist with M&A actvity;
  • Support the development and maintenance of YSAS’s corporate/organisations risk framework including risk register;
  • Engage with the business to identify legal and regulatory issues.


  • Exposure to superannuation and management investment schemes highly desirable;
  • Strong knowledge of financial services and regulatory environment;
  • Motivated, self-starter;
  • Relevant experience as qualified lawyer practicing in financial services law;
  • High level of professional and personal integrity.